Disclaimers

TimeCapital® Securities Corporation has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Business Continuity Planning Disclosure

If after a significant business disruption you cannot contact us as you usually do at (631) 331-1400, you should go to our web site at www.timecapital.com.

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business.

Should TimeCapital® Securities Corporation, business district or city be closed or become unsuitable for operations, TimeCapital® Securities will reestablish business operations as quickly as possible and will continue to conduct business operations under the provisions of the plan.

Disclosure of Order Routing Practices

Pershing LLC ("Pershing") has provided the data on this website on behalf of your introducing financial organization. The data represents only those orders that have been routed by your introducing financial organization through Pershing for execution. Although Pershing has used commercially reasonable efforts to provide accurate information, the data is provided to you on an "as is" basis.

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Contact Information

TimeCapital®
One Roosevelt Avenue
Port Jefferson Station, NY 11776
Phone: (631) 331-1400

Systems Maintenance

TimeCapital® Securities Corporation conducts regular testing of the recovery of its back-up data and systems in order to ensure that clients will be able to access their funds and securities within a reasonable time following a significant business disruption.

The business continuity plan is subject to modification based on changing circumstances and assessment of need.

Making sure that any type of disruption does not unduly impact our clients is extremely important to us, and our business continuity plan is designed to allow us to continue to provide the quality service you have come to expect from TimeCapital® Securities Corporation.