Who We Are
As our founding partners welcomed a new generation to our investment advisory team, we remain as committed as ever to making TimeCapital the choice for investors seeking a partner to help them create and manage wealth over the long term.
Alexander J. Rohman
Alex joined TimeCapital in 2002, bringing a new generation to the firm’s investment advisory team. Prior to joining TimeCapital, he spent eight years as an associate with Morgan Stanley. Alex has a BA in Math/Economics from Ithaca College, and an MBA in Information/Communication Systems and Finance/Business Economics from Fordham University.
Alex has 30 years of investing experience and has passed the following exams:
State Securities Law Exams
Series 65 - Uniform Investment Adviser Law Examination * Series 63 - Uniform Securities Agent State Law Examination
General Industry/Products Exams
Series 79TO - Investment Banking Registered Representative Examination *
Series 99TO - Operations Professional Examination * Series 72 - Government Securities Representative Examination *
SIE - Securities Industry Essentials Examination * Series 7 - General Securities Representative Examination
Principal/Supervisory Exams
Series 24 - General Securities Principal Examination * Series 4 - Registered Options Principal Examination
Keith A. Butler, CFA
Keith Butler rejoined TimeCapital as an Executive Director. Keith started his career in financial services here at TimeCapital as an analyst after completing his BA in Economics from Stony Brook University. He is a registered rep with over 12 years of industry experience, the last 8 of which include trading fixed income, foreign exchange and precious metals for Deutsche Bank and Barclays.
During his tenure on Wall Street, Keith has managed risk through both rising and falling interest rate environments, as well as several major global events, and most recently held the title of Vice President of Fixed Income Trading for Deutsche Bank. In 2022 Keith acquired his CFA charter, widely considered the apex for professional development in investment management with an ongoing commitment to the highest ethical standards.
Keith has also passed the following Exams:
State Securities Law Exams
NY- Investment Advisor Representative
Series 63 - Uniform Securities Agent State Law Examination
General Industry/Products Exams
Series 7TO - General Securities Representative Examination *SIE - Securities Industry Essentials Examination * Series 7 - General Securities Representative Examination
Principal/Supervisory Exams
Series 24 - General Securities Principal Examination * Series 27 - Financial and Operations Principal Examination
Yvonne James
Yvonne joined TimeCapital as a head bookkeeper October 1998. Previously, she held the role of office manager at an accounting firm.
With 26 years’ experience in the accounting field she obtained FINRA’s FINOP’s license in 2002.
Yvonne currently serves as TimeCapital’s VP of Financial Operations and it’s Financial Operations Principal.
Principal / Supervisory Exams:
Series 27 – Financial and Operations Principal Examination
Michele Caufield
Michele Caufield has been with TimeCapital since 1988 and has over 31 years’ experience in the financial industry. Michele is Series 7 Registered and is most likely the person you will speak to when you call TimeCapital as she is our client service representative.
General Industry/Products Exams
SIE - Securities Industry Essentials Examination * Series 7 - General Securities Representative Examination
She enjoys spending time with her 3 daughters and their families. She also enjoys reading, antiquing and travel.
Elizabeth Glossza
Liz Glossza has been with TimeCapital since 1990 and has over 35 years’ experience in the financial industry. Liz is Series 11 Registered and is most likely the person you will speak to when you call TimeCapital as she is our client service representative.
General Industry/Products Exams
Series 11 - Assistant Representative-Order Processing Qualification Exam
She enjoys spending time with her 2 daughters and their families. She also enjoys reading, walking and traveling.